General Securities Principal

Series 24

Supervisor license for broker-dealer principals — requires Series 7

150 questions 225 min 70% to pass

60Q — all sections

3-phase mastery

Leitner spaced repetition

Practice by section

Supervision of registration & personnel

6%

10Q

Drill Learn Flashcards

Supervision of general broker-dealer activities

30%

10Q

Drill Learn Flashcards

Supervision of customer-related activities

22%

10Q

Drill Learn Flashcards

Supervision of trading & market making

16%

10Q

Drill Learn Flashcards

Supervision of investment banking & research

11%

10Q

Drill Learn Flashcards

Compliance with financial responsibility rules

15%

10Q

Drill Learn Flashcards

150 scored questions · 225 min · 70% to pass